Category Archives: Strategic Outlook

Predictions and forecasting.

The US-India Logistics Agreement and its Implications for Asia’s Strategic Balance

The following article was originally featured by the Pacific Forum-CSIS’s PacNet series and is republished with permission. Read it in its original form here.           

By Abhijit Singh 

Recently, editorial columns in Indian newspapers have become a battleground for strategic commentators to debate the merits of India’s defense logistics pact with the United States. Despite a public declaration by the Indian government regarding the “non-military” nature of the Logistics Exchange Memoranda of Agreement (LEMOA), the pact hasn’t resonated favorably with a section of India’s strategic elite, who reject the idea of providing the US military with operational access to Indian facilities. New Delhi might have much to gain from the LEMOA, which could be critical in establishing a favorable balance of power in Asia.

The critics argue that the arrangement does not benefit India in the same way that it advantages the US military. As a leading Indian defense analyst put it, “the government seems to have been guided more by the fear of being accused of succumbing to pressure from Washington and less by an evaluation of whether this might benefit India’s military.” As a result, Indian defense ministry officials find themselves under pressure to explain why they believe an agreement with the US on military logistics is in India’s best interests.

New Delhi’s stock response has been that the pact is strictly “conditional,” and allows access to supplies and services to the military forces of both countries only when engaged in a specific set of predetermined activities. At a press conference in Washington after the signing of the agreement, Defense Minister Manohar Parrikar was at pains to explain that the agreement has nothing to do with the setting up of a military base. “It’s only about logistics support to each other’s fleet” he averred, “like supply of fuel, supply of many other things which are required for joint operations, humanitarian assistance and many other relief operations.”

And yet there is little denying that in today’s maritime environment, every ‘place’ that provides logistics support essentially performs the role of a peacetime military base, albeit in limited ways. This is because operational logistics is the life-blood of contemporary maritime missions. Any ocean-going navy that can secure logistical pit-stops can guarantee itself a wider operational footprint in distant littorals. In fact, leading maritime powers, including the United States, Russia and China, are reluctant to set up permanent bases in distant lands because what they aim to achieve in terms of strategic presence is made possible through low-level repair and replenishment ‘places.’  To be sure, with over 800 foreign military installations, the US still has a globe-girdling presence, but few of its existing overseas facilities are permanent military bases.

To better appreciate why foreign military bases do not enjoy the same appeal as in earlier times, one must study the history of their evolution. The permanent naval base was a product of 19th-century politics when Britain, the leading maritime power, set up a network of military bases around the world to sustain its global supremacy. In the latter half of the 20th century, Britain was replaced by the United States, which soon came to dominate the world’s economic and strategic landscape. The US system of military bases consisted of several thousand installations at hundreds of basing sites in over 100 countries. The logic of the military basing system was intimately related to the dynamics of conflict. A military base was seen as a forward deployment position to enforce a denial regime on the enemy. It was a useful way of keeping the pressure on adversaries, and it allowed the US military to dominate the international system and prevent the rise of another hegemon.

But the logic of overseas bases has eroded. The absence of a real war in the intervening years has seen the law of diminishing returns kick in vis-à-vis foreign military bases, and an attenuation of their animating rationale. After struggling with rising domestic opposition to its military presence in Asia, the United States has been looking for more pragmatic options.

Since prolonged military presence on a foreign land isn’t a practical solution to any of its strategic problems, the US has been prioritizing logistics pacts that involve continuing support of rotational troops but no permanent deployments. These are variants of the “Acquisition and Cross-Service Agreements” (ACSAs) – or logistical arrangements for military support, supplies, and services (food, fuel, transportation, ammunition, and equipment) – that the United States shares with many of its NATO partners. And yet, despite being avowedly in support of peacetime operations and regional humanitarian contingencies, these pacts have not changed the public perception that US military presence overseas advance America’s imperialist ambitions.

A case in point is the recent Extended Defense Cooperation Agreement (EDCA) with Manila, which provides the US military access to five military bases in Philippines. Even though the agreement was signed in 2014, strong domestic opposition within Philippines from civil rights groups resulted in a legal stalemate at the country’s Supreme Court. In January this year, when the court finally ruled in the pact’s favor, its decision seemed motivated mainly by the China-factor – the increased threat posed by China in the Philippines’ near-seas.

While the defense pact has a limited objective – enabling US troops to rotate through the Philippines, ensuring a persistent but intermittent presence – the new military facilities in Philippines aren’t expected to be any less potent than the United States’ erstwhile permanent bases in the country. The infrastructure will facilitate a spectrum of peacetime missions in the South China Sea, including training and capacity building, area patrols, aerial surveys, and fleet exercises. It will also enable the Philippines to call upon the US for critical military assistance in the event of a crisis.

The United States isn’t the only country to depend on military logistics pacts to achieve broader strategic objectives. Increasingly, China is resorting to the same means. The PLA’s logistical base at Djibouti doesn’t just provide support for China’s anti-piracy missions, but also enables a round-the-year naval presence in the Indian Ocean. What is more, China’s recent commercial facilities in the Indian Ocean Region seem more in the nature of dual-use bases, which can quickly be upgraded to medium-grade military facilities in a crisis.

New Delhi must come to terms with the fact that LEMOA’s utility lies in facilitating greater US-India operational coordination in Asia. Notwithstanding Parrikar’s assurances to the contrary, closer maritime interaction between India and the US will increasingly involve operational access to each other’s bases for strategic purposes. Even if the necessary cooperation is cleared on a case-by-case basis and driven mainly by regional capacity building and HADR needs, the Indian Navy and the US Navy might find themselves acting increasingly in concert to achieve common strategic objectives in the regional commons.

This does not mean LEMOA promotes US geopolitical interests at India’s expense. If anything, the pact empowers the Indian Navy to expand its own operations in the Indo-Pacific region. It is an aspiration that the Navy professed to recently when it released a map for public viewing that showed Indian naval deployments over the past 12 months, spread across the Indian Ocean and the Pacific region.

Given the fraught nature of security in the Asian commons, India has been looking for ways to emphasize a rules-based order in the region. To consolidate its status as a crucial security provider, the Indian Navy will need to act in close coordination with the US Navy, the leading maritime power in Indo-Pacific, to ensure a fair, open, and balanced regional security architecture.

Abhijit Singh (abhijit.singh27@gmail.com), a former Indian naval officer, is Senior Fellow and Head, Maritime Policy Initiative at the Observer Research Foundation (ORF) in New Delhi. You can follow him on Twitter at @abhijit227.

Featured Image: Secretary of Defense Ash Carter speaks with Indian Naval Officers as he tours Indian Naval Station Karwar as part of a visit to the Indian aircraft carrier INS Vikramaditya, April 11, 2016. Carter is visiting India to solidify the rebalance to the Asia-Pacific region.(Photo by Senior Master Sgt. Adrian Cadiz)(Released)

Naval Applications of Robotic Birds

Naval Applications of Tech

Written by Terence Bennett, Naval Applications of Tech discusses how emerging and disruptive technologies can be used to make the U.S. Navy more effective. It examines potential and evolving developments in the tech industry, communication platforms, computer software and hardware, mechanical systems, power generation, and other areas.

“The most damaging phrase in the language is ‘We’ve always done it this way!’” Rear Admiral Grace Murray Hopper in an interview in Information Week, March 9, 1987, p. 52

By Terence Bennett

The era of the unmanned aerial vehicle (UAV) has arrived. Phased implementation of the Navy MQ-XX program began this year through a reinvestment in the X-47B unmanned aircraft for use in aerial refueling and Intelligence, Surveillance, and Reconnaissance (ISR). In May of this year the Navy installed the first UAV Command Center aboard the aircraft carrier USS Carl Vinson. These moves demonstrate the need for, and versatility of, sea-based UAVs, and may signal the beginning of a revolutionary migration in naval warfare. Large, land-based ISR UAVs have been operationally employed by the Navy since 2008 with the deployment of the Broad Area Maritime Surveillance-Demonstrator (BAMS-D). Smaller, tactical level UAVs like the Scan Eagle have been in use by the Navy since 2004. To date, all these aircraft have one thing in common: they employ traditional aircraft design to meet their requirement for high power. A new generation of biomimetic UAVs that imitate the natural flight of birds has been developed and shows promising application to Navy missions.

The U.S. Air Force and the Defense Advanced Research Projects Agency (DARPA) have been working on insect-inspired UAVs recently popularized in the media. Some technology, like Aerovironment’s Hummingbird, has successfully implemented the design of bird flight into UAV design. A French inventor has created another little bird, but with a maritime twist. The Bionic Bird mimics the flight and behavior of the swallow and apparently so convincingly that it attracts other swallows and predators alike. Swallows are a common symbol in Navy life because they often appear when ships near land and are thus symbols of good luck.

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The Bionic Bird (mybionicbird.com)

Edwin Van Ruymbeke, inventor of the $120 Bionic Bird,  proved that small, fast, and maneuverable machines can be inexpensively manufactured. The XTIM Bionic Bird is marketed as a toy, but its technology may prove useful to the Navy. One day, the Bionic Sparrow may visit ships bringing a lot more than good luck.

Using a similar approach, the German company Festo invented a larger UAV dubbed the ’Smartbird,’ which is modeled after a Herring Gull (or seagull).1 It looks surprisingly similar to a real seagull and, at a distance, could be easily disguised as one. The Smartbird’s clever engineering and lightweight design allow for its takeoff and flight to be powered entirely by the biomimicry-inspired twisting flap of its wings. The efficiency of the design is hidden in the specially-developed flapping motion, the size (6.5 foot wingspan), and the weight (1 lb) of the Smartbird. The Smartbird is powered by a 23 Watt motor which, to put in perspective, is roughly the power consumption of a small household fan (model Honeycomb HT-900). This low power requirement is truly remarkable and opens possibilities for major advances in UAV technology.

Although NASA has made many breakthroughs in the deployment of high-efficiency, high-altitude, solar-powered UAVs, the Smartbird offers a very promising solution for application in the low altitude naval environment. The 23 Watt motor of the Smartbird could be charged through a small (2 square foot) solar panel on its wings. The primary problem with solar-power solutions in aviation is weight. The Smartbird works because it is light, so to add any substantial weight to it nullifies the advances of the technology. Through modeling the efficiencies between power and weight, researchers may be able to develop a deployable Smartbird technology with payload carrying capability. An exciting application of this technology would be an ultra-efficient communication relay that could follow a strike group indefinitely and provide a dedicated over-the-horizon data link for the geographic area. This would reduce the need for each ship to have a dedicated satellite communication link and could provide for greater redundancy of systems.

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Clear Air Solutions’ Robird (Clear Flight Solutions)

In some civilian airports and harbors, biomimetic UAVs are already providing a significant contribution to operations through bird control. Clear Flight Solutions manufactures the Robird for use at airports and harbor facilities because of its ability to prevent the loitering and nesting of small birds. The Department of Defense, which reports roughly 3000 bird strikes a year, is bound by strict federal legislation when it comes to the conservation of bird species. A 2002 federal court ruling actually shut down Navy training in Guam due to the violation of the 1918 Migratory Bird Treaty Act. The Robird may be a new and exciting tool for the Navy to efficiently and sustainably control bird populations and their very real effect on Navy operations.

This new generation of energy efficient, quiet, and innocuous UAVs has tremendous potential for intelligence collection, communication relay, and even the mundane task of bird control. Future maritime UAVs will likely serve the fleet in many ways while blending into the horizon like the many birds we rarely notice. By taking a hint from nature, we can adapt our UAVs to have the same advantages that maritime birds have over land-based birds. This may mean long-range travel, survivability in high winds, and even high-speed predatory diving. It is remarkable what we can learn from nature and copy for the Navy’s use.

LT Bennett is a former Surface Warfare Officer and current Intelligence Officer. The views express herein are solely those of the author and are presented in his personal capacity on his own initiative. They do not reflect the official positions of the Department of the Navy, Department of Defense, or any other U.S. Government agency.

1.”Festo: Smartbird.” Aerodynamic Lightweight Design with Active Torsion. April 2011. Accessed September 21, 2016. Aerodynamic lightweight design with active torsion.

Featured Image: X-47B in flight after first-ever catapult launch from USS George H.W. Bush in May 2013.(U.S. Navy)

After Distributed Lethality – Unmanned Netted Lethality

Distributed Lethality Topic Week

By Javier Gonzalez

Distributed lethality was introduced to the fleet in January 2015 as a response to the development of very capable anti-access area-denial (A2/AD) weapons and sensors specifically designed to deny access to a contested area. The main goal is to complicate the environment for our adversaries by increasing surface-force lethality—particularly with our offensive weapons—and transform the concept of operations for surface action groups (SAGs), thus shifting the enemy’s focus from capital ships to every ship in the fleet. Rear Admiral Fanta said it best: “If it floats, it fights.” The real challenge is to accomplish this with no major funding increase, no increase in the number of ships, and no major technology introductions. The Navy has successfully implemented this concept by repurposing existing technology and actively pursuing long-range anti-ship weapons for every platform. An illustrative example of the results of these efforts is the current initiative to once again repurpose Tomahawk missiles, currently used for land strikes, as anti-ship missiles. The next step in the evolution of distributed lethality will be to deploy similar force packages and introduce new technology. The introduction of  Naval Integrated Fire Control-Counter Air (NIFC-CA) technology is the kind of technological advancement that enhances distributed lethality. NIFC-CA combines multiple kill chains into a single kill web agnostic of sensors or platforms. In the near future, hunter-killer SAGs will deploy with these very capable networks and bring powerful and credible capability into the A2/AD environment

The first hunter-killer SAG deployed earlier this year. It was comprised of three destroyers and a command element. This recent SAG mirrors the World War II “wolf pack” concept—not just a disaggregated group of destroyers in theater under a different fleet commander, but a group of ships sailing together with an embarked command element. The embarked command element is key because, coupled with the concept of “mission command,” it allows the hunter-killer SAG the autonomy required to fully realize effects in a command and control denied environment.

While there is no argument that distributed lethality is a sound short-term strategy, the enemy has a vote and will adjust. The real challenge for the Navy then is to continue finding ways to innovate and rapidly incorporate new technologies such as unmanned systems to ensure that distributed lethality does not yield to distributed attrition. The best way to prevent distributed attrition is to fully integrate unmanned technologies into the fleet to ultimately transform distributed lethality into a new concept, hereby referred to as Unmanned Netted Lethality. 

Evolving Distributed Lethality

In the near future, a hunter-killer SAG will bring a more powerful and lethal force package into the fight with the partial integration of unmanned systems. A near-future force package could include a NIFC-CA capable DDG with an MH-60R detachment, littoral combat ships with scan eagle unmanned aerial vehicles (UAVs), and an anti-submarine warfare continuous trail unmanned vessel (ACTUV)- DARPA’s latest unmanned vessel built with a sensor package optimized to track submarines. These new capabilities bring  unprecedented flexibility to  warfighters, and commanders in theater will have additional options to tailor adaptive force packages based on the perceived threat or mission.

The next step in the evolution of distributed lethality will be to add more advanced weapons to every ship—from energy weapons to the rail gun—and fully incorporate unmanned systems into  future force packages. The ultimate vision is hunter-killer SAGs comprised of unmanned underwater vehicles, unmanned surface vehicles, and UAVs under the command of a single manned ship. These unmanned platforms will create a massive constellation of sensors and weapons that will transform every ship in the Navy into a lethal, flexible, and fully distributed force to reckon with—the Unmanned Netted Lethality concept.

It is evident that the Unmanned Netted Lethality concept relies on the aggressive development and integration of unmanned, and eventually fully autonomous, systems into the fleet..  Controlled autonomy is fundamental for the Unmanned Netted Lethality concept to be effective.  While autonomy brings many benefits, there are concerns as well—unintended loss of control, compromise by adversaries, accountability, liability, and trust, to name a few. The solution to mitigate these concerns is to manage the level of autonomy with a manned ship as an extension of the commanding officer’s combat system. Employing various levels of autonomy control, from completely manual to completely autonomous, gives the power to the decision makers to set the level of autonomy based on the prevailing circumstance and allows unmanned system utilization in any environment.   

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SOUTH CHINA SEA (Feb. 19, 2015) – Sailors assigned to Helicopter Maritime Strike Squadron (HSM) 35, Detachment 2, prepare an MQ-8B Fire Scout unmanned autonomous helicopter for flight operations aboard the littoral combat ship USS Fort Worth (LCS 3). (U.S. Navy photo by Mass Communication Specialist 2nd Class Conor Minto) 

The mission will drive the level of autonomy. For instance, 20 years from now, during the first Unmanned Netted Lethality hunter-killer SAG deployment and while transiting in safe waters, the command ship will control the operations of an unmanned vessel until it is in restricted waters. Then, the commanding officer will change the level of autonomy into a cooperative mode in which the unmanned systems quickly create a constellation of passive and active sensors to increase overall maritime awareness. Once a crisis transitions into combat operations, the commanding officer will place the unmanned systems into a fully autonomous status with two primary missions: sense and destroy  enemy forces while protecting the manned ship by creating a lethal cluster around it. This layered approach to autonomy increases overall trust in unmanned systems in a responsible and palatable way for decision makers who are unquestionably accountable for the performance of these unmanned systems.

Cooperative independence is also an important feature, in which unmanned systems will perform complex tasks, both individually and in groups under the supervision of a commanding officer. Not one unmanned system should rely on another; if a system is destroyed or is taken off-line, each system should be able to continue with the mission independently but cooperatively with remaining systems.

Without a doubt and due in great part to the proliferation of unmanned systems, interoperability remains the hardest challenge to overcome. The bottom line is that these systems need to be developed with common and open software architecture to minimize interoperability challenges and maximize employment opportunities. The need to convey these requirements early in the acquisition process is fundamental so that new unmanned systems are designed with three primary characteristics: controlled autonomy, cooperative but independent functionality, and complete interoperability.

A Roadmap to Guide Change

Distributed lethality’s initial charter was to increase performance with no technology leaps, significant funding increase, or number of ship increases while having immediate to near-future effects. In the short term, this goal is achievable. However, in the near to long-term future, the Navy should continue to follow former General Electric’s CEO Jack Welch’s advice “Change before you have to.” The Unmanned Netted Lethality concept provides the Navy with a vision and a roadmap to guide the evolution of distributed lethality into the future. Incorporating unmanned systems into an Unmanned Netted Lethality concept will transform every manned ship in the Navy into a force package with a credible conflict changing capability.

Commander Javier Gonzalez is a Navy Federal Executive Fellow at the John Hopkins University Applied Physics Laboratory and a career Surface Warfare Officer. These are his personal views and do not reflect those of John Hopkins University or the Department of the Navy.

Featured Image: ATLANTIC OCEAN (Feb. 6, 2012) Scan Eagle, an unmanned aerial vehicle (UAV), sits on the flight deck after a successful test aboard the Whidbey Island-class amphibious dock-landing ship USS Gunston Hall (LSD 44) during a certification exercise (CERTEX).  (U.S. Navy photo by Mass Communication Specialist 3rd Class Lauren G. Randall/ Released)

Tactical Information Warfare and Distributed Lethality

Distributed Lethality Topic Week

By Richard Mosier

Background

The U.S. Navy’s distributed lethality strategy is to deny sea control to adversaries claiming sovereignty over international waters through the use of small offensive Surface Action Groups (SAGs) that operate in areas covered by the adversary’s anti-access, sea denial sensor systems and supported by land based command and control, interior lines of communication, and defensive platforms and weapons. The Navy strategy is for these SAGs to transit to positions to attack enemy ISR, command and control, and defending forces; and deny them sea control. The success of distributed operations ultimately depends on Information Warfare (IW) operations to deny the enemy the data required to target and attack Surface Action Groups.

Anti-access, sea denial capabilities of near-peer nations present a high threat to surface navy operations. The use of multiple offensive SAGs complicates the enemy’s defense but only if these groups avoid detection, tracking, targeting, and attack. If they operate with active sensors, datalinks and voice and network communications transmitting, they reveal their location, track, classification/identification, and group composition. Moreover, these emissions provide a readily available source for targeting the SAG. If attacked, the resulting battle damage and depleted stock of defensive weapons would most likely require the group to withdraw.  

130131-N-HN991-919 PACIFIC OCEAN (Jan. 31, 2013) The Arleigh Burke-class guided-missile destroyers USS Stockdale (DDG 106) and USS William P. Lawrence (DDG 110) transit the western Pacific Ocean. The Nimitz Strike Group Surface Action Group is operating in the U.S. 7th Fleet area of responsibility. (U.S. Navy photo by Mass Communication Specialist 2nd Class David Hooper/Released)
PACIFIC OCEAN (Jan. 31, 2013) The Arleigh Burke-class guided-missile destroyers USS Stockdale (DDG 106) and USS William P. Lawrence (DDG 110) transit the western Pacific Ocean. The Nimitz Strike Group Surface Action Group is operating in the U.S. 7th Fleet area of responsibility. (U.S. Navy photo by Mass Communication Specialist 2nd Class David Hooper/Released)

For distributed lethality to succeed, SAGs have to avoid being engaged while in transit to the attack position, attack with the advantage of surprise, avoid attack while repositioning, and if attacked, effectively defend the force. If, as must be anticipated, some or all of the units in the SAG are located and the enemy begins defensive operations, the first objective is to avoid being targeted by possibly denying the attacking force the information required to attack. If these measures fail and a SAG is located and targeted by the enemy, the goal is to transition instantaneously to full active defense in a tactically advantageous manner. Destroying the aircraft, surface ships, submarines, or land based sites is preferable to defending against large numbers of fast moving incoming anti-ship weapons.

While emission control (EMCON) is essential to deny targeting, the ships in a SAG will have to communicate to coordinate movements, exchange information, and execute defensive and offensive activities. These datalinks and battle group communications will have to be carefully selected to minimize the probability of intercept by enemy ISR systems.

Implications for Surface Navy Information Warfare

When in EMCON, the SAG will be reliant on own-force passive sensors, organic airborne surveillance systems, and the full range of information from nonorganic Navy, joint, and national ISR systems. This information will enable the tactical commander to gain and maintain both information superiority and speed of command, defined by VADM Cebrowski as: “knowing more things which are relevant, knowing them faster and being able to convert that knowledge into execution faster than the adversary.”

SAG tactical situation awareness requires the capability to automatically correlate relevant active and passive information from organic and non-organic sensors with intelligence at all classifications and compartments for presentation to the commander. This automation is essential to the commander’s situational awareness and speed of command. Surface ships will have to integrate the capabilities to correlate information from the ship’s combat system with intelligence and information from off board sources. Speed of command is dramatically slowed and tactical advantage lost if the commander has to mentally integrate three separate sets of information with some only available in a separate physical space.

Knowing the relevant facts faster than the adversary drives a requirement that off board intelligence and information systems must meet a Key Performance Parameter for time latency, measured from time of sensing to receipt onboard ship. It also indicates the need for a similar metric for ship combat systems measured from time of information receipt on ship to presentation to the commander. Speed of command is the key to tactical success in distributed operations.

Even when exercising electromagnetic and acoustic EMCON to avoid detection, surface ships can be detected by radars, visually, and by electro-optical sensor systems. Assessing whether the SAG has been detected will depend on factors such as enemy sensor location and altitude, platform type, sensor types on the platform, and a detailed understanding of enemy sensor performance. Sensor performance estimates require not only detailed technical intelligence, but also the assessment of effects of atmospheric and acoustic conditions on enemy sensor performance at any time during the mission. This suggests that combat systems will have to incorporate new automated IW functionality that, among other things, integrates track information with technical intelligence and meteorologic/oceanographic data to assess whether the ship has been detected or not.

Conclusion

The effective planning and command of SAG IW activities requires line officers that are trained, have specialized in IW during their careers, and are ready to perform the IW functions required for success in distributed operations. That is, to achieve superior situation awareness and speed of command, influence enemy decisions, deny the enemy information superiority, disrupt enemy decision making, and protect and defend own force information and information systems from external or internal threats.

As the concept of distributed lethality matures and the Navy gains an appreciation of the necessity for and potential of IW at the tactical level, the Navy will have to adjust to more clearly define IW, describe the missions and functions of IW, establish a career path for Surface Warfare Officer (SWO) IW specialists, and equip surface combatants with the information warfare capabilities required for successful distributed operations.

Richard Mosier is a former naval aviator, intelligence analyst at ONI, OSD/DIA SES 4, and systems engineer specializing in Information Warfare. The views express herein are solely those of the author.

Featured Image:  The Arabian Gulf (Mar. 23, 2003) — The Tactical Operations Officer (TAO), along with Operations Specialists, stand watch in the Combat Direction Center (CDC) aboard the aircraft carrier USS Abraham Lincoln (CVN 72) monitoring all surface and aerial contacts in the operating area.  (U.S. Navy photo by Photographer’s Mate Airman Tiffany A. Aiken)